Philadelphia Stock Exchange - PDFSEARCH.IO - Document Search Engine

Philadelphia Stock Exchange
Results: 603

#	Item
131	NASDAQ OMX PHLX LLC Petition for Review of Order Disapproving Proposed Rule Change to Offer a Rebate Based on Members’ Aggregate Customer Volume in Multiply-listed Options Transacted on NASDAQ OMX PHLX LLC or Its Affil Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-01 17:14:13 United States NASDAQ United States Securities and Exchange Commission Financial economics Securities Exchange Act OMX Boston Stock Exchange Futures contract U.S. Securities and Exchange Commission Economy of the United States Self-regulatory organizations Philadelphia Stock Exchange
132	NASDAQ OMX PHLX LLC Notice of Intention to Petition For Review Order Disapproving Proposed Rule Change to Offer a Rebate Based on Members’ Aggregate Customer Volume in Multiply-listed Options Transacted on NASDAQ OMX P Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-01 16:58:15 NASDAQ OMX New York City Economy of the United States Self-regulatory organizations Philadelphia Stock Exchange
133	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 11, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-12 08:28:05 Investment Exchange-traded fund Funds International Securities Exchange Options Clearing Corporation Philadelphia Stock Exchange Chicago Board Options Exchange MSCI EAFE Market maker Financial economics Financial markets Finance
134	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 29, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-30 09:03:27 Economy of the United States 73rd United States Congress United States securities law Self-regulatory organizations Investment NASDAQ Philadelphia Stock Exchange Regulation NMS Securities Exchange Act United States Securities and Exchange Commission Financial markets Financial economics
135	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]August 7, 2014 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-08 07:46:45 United States securities law Stock market Financial markets Self-regulatory organizations Finance Securities Exchange Act U.S. Securities and Exchange Commission Philadelphia Stock Exchange NASDAQ Financial economics Economy of the United States Investment
136	SR-Phlx[removed]Page 42 of 44 Exhibit 5 New text is underlined; deleted text is in brackets. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-12 08:28:06 Finance Market maker Philadelphia Stock Exchange Exchange-traded fund NASDAQ Market liquidity Financial markets Financial economics Investment
137	Order Granting Applications by NASDAQ OMX BX, Inc. and The NASDAQ Stock Market LLC for Exemption Pursuant to Section 36(a) of the Exchange Act from the Rule Filing Requirements of Section 19(b) of the Exchange Act with R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-23 13:36:28 United States securities law 73rd United States Congress United States Securities and Exchange Commission Self-regulatory organizations Securities Exchange Act NASDAQ Philadelphia Stock Exchange U.S. Securities and Exchange Commission Futures contract Financial economics Economy of the United States Investment
138	SR-Phlx[removed]Page 28 of 30 Exhibit 5 New text is underlined; deleted text is in brackets. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-08 07:52:25 Options Clearing Corporation NASDAQ Fee Business Financial economics Economy of the United States Self-regulatory organizations Philadelphia Stock Exchange
139	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 8, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-11 10:53:50 Finance Market maker Securities Exchange Act Exchange-traded fund Order Broker-dealer Options Clearing Corporation NASDAQ Philadelphia Stock Exchange Financial economics Financial markets Investment
140	SR-Phlx[removed]Page 18 of 19 Exhibit 5 New text is underlined; deleted text is in brackets. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-12 08:27:52 NASDAQ Philadelphia Stock Exchange Business Sales promotion Economy of the United States Rebate

UPDATE